Capital Plus Auditing of Accounts is a trusted firm in Dubai, offering professional compliance audit, auditing, and advisory solutions. We help businesses ensure their operations, records, and processes fully meet UAE regulations through detailed assessments, risk identification, and expert guidance tailored to their industry requirements.
At Capital Plus Auditing of Accounts, we provide compliance audit services that verify your business stays aligned with legal and regulatory standards while improving operational transparency. Our audits identify compliance gaps, evaluate internal controls, and ensure your procedures meet the highest UAE and international benchmarks.
We’ve worked with businesses across various sectors where compliance audits are essential for license renewals, government inspections, partnerships, and long-term credibility. Whether you’re setting up in Dubai or managing an established operation, our compliance audits give you the assurance and evidence you need to operate with confidence.
Reviewing all activities and records to ensure full alignment with UAE laws and sector-specific regulations.
Assessing the accuracy, completeness, and readiness of records for inspections or regulatory submissions.
Verifying that all licenses, permits, and approvals are valid, accurate, and renewed on time.
Evaluating internal rules, contracts, and procedures to ensure they reflect legal requirements
Identifying compliance gaps that could lead to fines, disputes, or operational disruption.
Recommending systems and processes to continuously track and maintain compliance.
Every sector has unique regulatory challenges, which is why we don’t use a generic checklist for every audit. We design each compliance audit to focus on the specific laws, risks, and operational realities of your industry.
We audit patient record handling, data privacy practices, and clinical workflows to ensure your healthcare facility meets UAE healthcare laws and relevant international standards.
We review consumer protection policies, return and refund processes, and payment compliance measures to protect transactions and maintain customer trust.
We assess reporting frameworks, AML (Anti-Money Laundering) controls, and governance structures to ensure your institution operates within UAE financial regulations.
We check transaction documentation, sales procedures, and marketing activities to ensure they comply with UAE property and real estate sector laws.
We review contracts, customs processes, and shipment records to ensure operations meet UAE transport and import/export compliance standards.
We audit transparency measures, documentation, and reporting processes to ensure public institutions meet statutory and accountability requirements.
Verification of validity, renewal status, and operational scope.
Ensuring accuracy, completeness, and readiness for inspections.
Evaluating operational rules to ensure legal alignment.
Identifying non-compliance areas and potential exposures.
Checking systems that track and report compliance performance.
Confirming full adherence to national and sector-specific regulations.
Our audits go beyond surface checks to uncover risks that could affect your legal standing and business reputation:
We approach audits with one goal: confirm your full compliance with UAE laws while streamlining operations. Each step is methodical, transparent, and results-focused.
We start by mapping your operations, identifying regulatory touchpoints, and determining where your highest compliance risks lie.
Instead of a one-size-fits-all checklist, we prepare a targeted audit plan that reflects your industry, company size, and operational complexity.
We examine documents, workflows, approvals, and reporting systems to ensure compliance with UAE regulations and industry best practices.
Our report ranks audit findings by urgency and risk, giving you clear, actionable next steps your team can implement immediately.
We provide ongoing audit updates and advisory support so your business stays prepared for evolving laws and inspection requirements year-round.
A strong compliance audit is more than a safeguard — it’s a strategic advantage.
We combine proven audit methodologies with in-depth UAE regulatory expertise:
Our audits align with UAE regulatory frameworks and industry-specific guidelines.
Every audit recommendation is backed by documented proof and factual analysis.
Our guidance is designed for real-world application, not just theoretical compliance.
Our audits are powered by a combination of advanced tools and proven methodologies trusted by regulatory professionals:
Comparing your processes with UAE laws and international standards to identify gaps.
Scanning and cross-referencing your documentation against legal requirements.
Observing workflows to verify that documented policies are applied in practice.
Monitoring tools that keep you ahead of renewal dates, reporting deadlines, and inspection schedules.
When compliance is critical, accuracy and credibility matter. Companies choose us because:
Years of hands-on audit experience within Dubai’s business and legal landscape.
From healthcare to finance, we understand the unique audit requirements of your sector.
Every audit plan is tailored to your structure, risks, and operational realities.
We provide clear steps on what to fix, how to fix it, and in what timeframe.
Clients we audit remain inspection-ready and avoid regulatory penalties.
A Dubai-based healthcare provider faced an unannounced inspection from its licensing authority. Their compliance documentation was outdated, and staff training records were incomplete. Within two weeks, we conducted a full compliance audit, updated all records, and implemented a renewal tracking system. The client passed the inspection without penalties and now operates with a stronger, audit-verified compliance framework.
Whether due to financial loss, restructuring, or market exit, liquidation ensures legal closure and protects business owners from future liabilities. It’s not just an option—it’s a compliance requirement if you’re shutting down operations in Dubai.
We assess your licenses, permits, internal policies, documentation, and operational practices against UAE regulatory standards.
Typically one to three weeks, depending on your business size and audit scope.
No. We schedule audits to minimise interruptions to your workflow.
Yes. We cover overlapping requirements across different authorities and industries.
Yes. Our reports follow formats and standards recognised by UAE authorities.
Yes. We offer year-round monitoring, updates, and advisory services to keep you audit-ready.
Wherever you operate, we conduct thorough audits to ensure your business meets every regulatory requirement while improving efficiency and maintaining full inspection readiness.
Ready to simplify your tax strategy and maximize compliance?
Book your free 60-minute consultation with Capital Plus today and let our experts guide you toward smarter tax planning.
