Compliance Review.
Turn requirements into checks.
Understand how selected business practices measure against agreed requirements. A focused review of policies, controls and evidence, with findings management can act on.
Founder’s experience
Free zones served
Core service disciplines
Based. UAE focused.
UAE business landscape · Illustrative photograph
Define the requirement.
Examine the response.
Compliance is meaningful only when the criteria are clear. Your review may concern an internal policy, contractual obligation or selected reporting requirement. We establish the relevant criteria and scope before examining the evidence.
The engagement can assess how selected controls operate and where records demonstrate adherence or reveal gaps. Specialist legal interpretation or a separate tax engagement may be needed where a requirement goes beyond the agreed financial and process review.
A clear scope.
Purpose behind every step.
Criteria & scope
Identify the specific policies, obligations or requirements against which work will be performed.
Responsibility mapping
Understand process owners, approval responsibilities and oversight arrangements.
Policy & process review
Compare documented procedures with the selected criteria and actual workflow.
Evidence testing
Examine selected records of approvals, reconciliations, reporting or other relevant controls.
Gap assessment
Explain deviations, missing evidence and potential process weaknesses within scope.
Management action planning
Discuss findings and practical responses, with follow-up only where agreed.
Useful findings.
Clear reporting.
Criteria-based findings
Observations linked to the specific requirement and evidence examined.
A prioritised action discussion
Issues organised to support management’s response and allocation of responsibility.
Clear review boundaries
The period, coverage, sampling and limitations explained in the reporting.
This is a scoped review, not a regulator inspection or a guarantee of compliance with every applicable law. A legal opinion, tax advice or formal assurance conclusion requires a separate appropriate engagement.
Bring the requirement.
We’ll map the records.
The requirements or policies to be reviewed, process descriptions, responsibility charts, relevant records and previous findings. The information request is tailored to the criteria and business area selected.
Before work begins
We clarify the reporting purpose, scope and intended users.
Fees and timing depend on complexity, record readiness, access and the work agreed.
Any independence, eligibility or appointment requirements are considered before acceptance.
Maria Romero
Audit engagement · Published Google review excerpt
Founder & CEO · Capital Plus Auditing of Accounts
A Dubai-based firm.
A personal approach.
Capital Plus Auditing of Accounts supports mainland, free-zone and offshore businesses from Business Bay, Dubai. For your audit, that means a conversation about your reporting requirements, a defined engagement and a team you can speak to throughout the work.
01 / A defined audit scope
Know the reporting purpose, period and deliverables before the engagement starts.
02 / The detail explained
Discuss outstanding evidence and relevant findings in practical terms.
03 / Local jurisdiction context
Assess the reporting request and auditor eligibility for your company.
Specific questions.
Straightforward answers.
Can one review certify our entire business as compliant?
No. A conclusion must relate to defined criteria, a period and work performed. We do not promise blanket compliance certification.
Can you review an internal company policy?
Yes, we can discuss a review against a clearly defined policy and the records showing how it is applied. Suitable criteria and access are agreed first.
Do you implement the recommendations?
Management owns the response and its implementation. Additional support or follow-up can be discussed separately, considering the nature and independence of the engagement.
How do we get started?
Tell us the service required, company jurisdiction, reporting period and deadline. Our team will discuss the scope and the information needed before an engagement is agreed.
Tell us what you need.
Let’s plan the next step.
Tell us the service you need, where your company is registered and any deadline you are working towards. Our team will discuss your requirements and explain the proposed scope before you decide how to proceed.
ParkLane Tower, Business Bay
Office 605, ParkLane Tower
Business Bay, Dubai, UAE
Audit & Assurance enquiry.
Share your requirement and deadline. We’ll be in touch.